Complex Operations Manager - Beverly Hills, CA
Company: RBC
Location: Beverly Hills
Posted on: January 11, 2021
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Job Description:
What is the opportunity?Embrace RBC Wealth Management's core
values and culture of doing what's right. As a Complex Operations
Manager (COM), you will monitor all complex operations activities
including acceptance and distribution of clients' funds and
securities. You will coach and supervise the complex operations
associates to ensure they execute functions consistent with branch,
firm and regulatory policies and procedures.What will you do?*
Oversee the delivery and receipt of all client funds and
securities.* Review and approve cost basis changes and communicate
margin-related issues to Financial Advisors and Client Associates
and then communicate resolution to the margin department.* Provide
daily and monthly reports to the Administrative Complex Manager
(ADCM) for review in a timely manner.* Partner with the ADCM to
onboard and train new and existing associates.* Maintain strong and
cooperative relationships between the operations associates and the
offices in the complex by quickly and efficiently resolving issues
as they arise and escalating problems to the ADCM and/or Associate
Complex Manager (ASCM) as appropriate.* Coordinate the maintenance
of all operations-related systems and equipment for IT related
projects, activities, changes and issues.* Secure the complex
cashiering office at all times.What do you need to
succeed?Must-have* Minimum of 5 years of financial services
industry experience and a working knowledge of fixed income
products, equities, mutual funds, insurance, annuities, the stock
market, investments and retirement plans* Series 7, 66 (or 63/65
licenses)* Attention to detail along with strong math,
organizational and problem solving skills* Excellent interpersonal
verbal and written communication skills* Ability to work
effectively in fast-paced, deadline-driven environment, and manage
multiple demands and competing prioritiesNice-to-have* Bachelor's
degree* Previous supervisory or management experience* Series 8 (or
9/10) license or the ability to obtain within 12 months* Advanced
computer skillsWhat's in it for you?We thrive on the challenge to
be our best, progressive thinking to keep growing, and working
together to deliver trusted advice to help our clients thrive and
communities prosper. We care about each other, reaching our
potential, making a difference to our communities, and achieving
success that is mutual.* A comprehensive Total Rewards Program
including great benefits, annual incentive program and recognition*
Leaders who support your development* A dynamic, collaborative, and
high-performing team* Opportunities to do challenging work and grow
your career* Work-life integration* Positive work culture
emphasizing diversity and inclusion, volunteerism and community
involvementWMUSJOB SUMMARYCity: Beverly HillsAddress: 9465 Wilshire
Blvd Suite 700Work Hours/Week: 40Work Environment: BranchEmployment
Type: Regular - U.S.Career Level: People ManagerPay Type:
SalariedPosition Level: PL09Required Travel(%):
0-25Exempt/Non-Exempt: ExemptPeople Manager: YesApplication
Deadline: 01/19/2021Req ID: 301078
Keywords: RBC, Beverly Hills , Complex Operations Manager - Beverly Hills, CA, Executive , Beverly Hills, California
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